This 'Introductory Questionnaire' contains ten questions that relate directly to rules within the FSA Handbook.

We have provided these ten questions FREE or charge to enable you to see how your business procedures compare with these rules.

The full questionnaire contains many times more questions and covers topics such as:

• Senior Management Arrangements, Systems and Controls
• Threshold Conditions
• Approved Persons/Fit
• Appointed Representatives (ARs)
• Prudential Requirements
• Client Assets
• Insurance: Conduct of Business
• Complaints
• Training & Competence

These questions are FREE to all registered users. Click here to register or, if you have already registered, please login.