Gain access to valuable industry research on just how well firms are doing when it comes to FSA compliance.

Based on a detailed questionnaire completed by intermediary firms in March 2008, 40% of all firms did not have business plans or business continuity plans and 25% did not have any measures in place to address peaks of work. Just over 50% of those sampled did not do regular reconciliation of accounts or solvency calculations and 65% of firms had no conflict of interest measures in place. Does this sound like you?

The findings clearly demonstrate a need by many firms to improve their compliance infrastructure in certain areas. To be falling short of 100% in certain key areas can prove to be disastrous.

If you want to get detailed analysis from the research you can get access to the findings and see how you would have measured up against the standards.

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